Trailer Bridge, Inc.
|
(Name of Issuer) |
Common Stock, $0.01 par value
|
(Title of Class of Securities) |
892782103 |
(CUSIP Number) |
William P. Mills, Esq.
Cadwalader, Wickersham & Taft LLP
One World Financial Center
New York, NY 10281
(212) 504-6436
|
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
May 23, 2011
|
(Date of Event which Requires Filing of this Statement)
|
CUSIP No. 892782103
|
|||
11
|
NAME OF REPORTING PERSON
Estate of Clara L. McLean
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF
|
7
|
SOLE VOTING POWER
1,334,500
|
|
SHARES
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER
0
|
|
EACH
REPORTING
PERSON
|
9
|
SOLE DISPOSITIVE POWER
1,334,500
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
0
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,334,500 (1)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES x
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.1%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No. 892782103
|
|||
11
|
NAME OF REPORTING PERSON
Nancy McLean Parker
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF
|
7
|
SOLE VOTING POWER
1,439,423
|
|
SHARES
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER
1,334,500
|
|
EACH
REPORTING
PERSON
|
9
|
SOLE DISPOSITIVE POWER
1,439,423
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
1,334,500
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,773,923
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
23.1%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 892782103
|
|||
11
|
NAME OF REPORTING PERSON
Malcom P. McLean, Jr.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF
|
7
|
SOLE VOTING POWER
943,922
|
|
SHARES
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER
1,334,500
|
|
EACH
REPORTING
PERSON
|
9
|
SOLE DISPOSITIVE POWER
943,922
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
1,334,500
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,278,422 (2)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES x
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.0%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 892782103
|
|||
11
|
NAME OF REPORTING PERSON
Patricia McLean Mendenhall
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF
|
7
|
SOLE VOTING POWER
1,446,758
|
|
SHARES
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER
0
|
|
EACH
REPORTING
PERSON
|
9
|
SOLE DISPOSITIVE POWER
1,446,758
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
0
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,446,758 (3)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES x
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.0%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 892782103
|
|||
11
|
NAME OF REPORTING PERSON
Artis E. James, Jr.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF
|
7
|
SOLE VOTING POWER
37,500
|
|
SHARES
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER
0
|
|
EACH
REPORTING
PERSON
|
9
|
SOLE DISPOSITIVE POWER
37,500
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
0
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,500
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.30%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
Exhibit A
|
Joint Filing Agreement, dated as of June 23, 2011, by and among the Estate of Clara L. McLean, Nancy McLean Parker, Malcom P. McLean, Jr., Patricia McLean Mendenhall and Artis E. James, Jr.
|
Estate of Clara McLean | |||
|
By:
|
/s/ Nancy McLean Parker | |
Name: Nancy McLean Parker | |||
Title: Co-Executor |
|
By:
|
/s/ Malcom P. McLean, Jr. | |
Name: Malcom P. McLean, Jr. | |||
Title: Co-Executor | |||
Nancy McLean Parker | |||
|
By:
|
/s/ Nancy McLean Parker | |
Malcom P. McLean, Jr. | |||
|
By:
|
/s/ Malcom P. McLean, Jr. | |
Patricia McLean Mendenhall | |||
|
By:
|
/s/ Patricia McLean Mendenhall | |
Artis E. James, Jr. | |||
Dated: June 23, 2011
|
By:
|
/s/ Artis E. James, Jr. | |
Exhibit A
|
Joint Filing Agreement, dated as of June 23, 2011, by and among the Estate of Clara L. McLean, Nancy McLean Parker, Malcom P. McLean, Jr., Patricia McLean Mendenhall and Artis E. James, Jr.
|
Estate of Clara McLean | |||
|
By:
|
/s/ Nancy McLean Parker | |
Name: Nancy McLean Parker | |||
Title: Co-Executor |
|
By:
|
/s/ Malcom P. McLean, Jr. | |
Name: Malcom P. McLean, Jr. | |||
Title: Co-Executor | |||
Nancy McLean Parker | |||
|
By:
|
/s/ Nancy McLean Parker | |
Malcom P. McLean, Jr. | |||
|
By:
|
/s/ Malcom P. McLean, Jr. | |
Patricia McLean Mendenhall | |||
|
By:
|
/s/ Patricia McLean Mendenhall | |
Artis E. James, Jr. | |||
Dated: June 23, 2011
|
By:
|
/s/ Artis E. James, Jr. | |